PDF June 28, 1973 Paper Memo from William C. Freund to New York Stock Exchange Board of Directors on staff analysis of issues affecting a central exchange market for listed securities
PDF August 27, 1973 Paper New York Stock Exchange Board Summary Memorandum on recission of one year limitation on ownership of stock – Rule 317
PDF September 10, 1973 Paper Memo from Donald L. Calvin to New York Stock Exchange Board of Directors with letters to Comptroller of the Currency and SEC Chairman on sale of NYSE listed stocks by national banks
PDF October 19, 1973 Paper New York Stock Exchange Board Summary Memorandum on National Securities Market System Act of 1973
PDF November 12, 1973 Paper New York Stock Exchange Research Report on incentives to exchange membership in a central market system
PDF December 4, 1973 Paper New York Stock Exchange repeal of Exchange Rule 360 – block automation system
PDF February 1974 Paper New York Stock Exchange Board Summary Memorandum on listing standards for long-term warrants
PDF September 11, 1974 Paper “When the Individual Investor Returns, Will He Get A Fair Shake?” – Address by SEC Commissioner A.A. Sommer, Jr. to the Milwaukee Investment Analysts Society
PDF October 22, 1974 Paper “Will Wall Street Come Tumbling Down?,” Address by SEC Commissioner John R. Evans to “Money Marketeers”
PDF October 23, 1974 Paper Letter from David J. Barry, Manufacturers Hanover Trust Company, to SEC Commissioner John R. Evans on “The Future of Wall Street”
PDF November 6, 1974 Paper Memo from Gordon Calvert to Robert M. Bishop on New York Stock Exchange meeting at SEC on special offerings
PDF March 11, 1975 Paper Letter from Philip W. Buchen to U.S. Representative Lionel Van Deerlin on securities reform legislation
PDF September 15, 1975 Paper Letter from SEC Chairman Ray Garrett, Jr. to U.S. Representative Wright Patman on the proposed revisions to Regulation F of the Federal Reserve System
PDF November 1975 Paper Protest letter from George C. Dinsmore to George L. Hinman on lack of Republican Party support for the New York Stock Exchange
PDF November 7, 1975 Paper Protest letter from Walter W. Stokes, Jr. to George L. Hinman on lack of Republican Party support for the New York Stock Exchange
PDF November 8, 1977 Paper “Electronic Linkage: A Transcontinental Handshake,” Remarks by William M. Batten, Chairman, New York Stock Exchange, Inc., at a dinner of the Commercial Club of Boston
