Video June 2, 2016 Conversation At the Crossroads of the White House and the SEC (Seventeenth Annual Meeting)
PDF April 13, 1988 Paper Protest to U.S. Senator Ernest Hollings from SEC Chairman David Ruder on SEC appropriations
PDF August 19, 1988 Paper Response to U.S. Representative John Dingell from George Kundahl with SEC budget data
PDF January 17, 1989 Paper Letter to U.S. Senator Donald Riegle from SEC Chairman David Ruder with SEC self-funding study
PDF April 6, 1989 Paper Statement of SEC Chairman David Ruder to U.S. Senate Subcommittee of the Committee on Appropriations on SEC 1990 budget
PDF April 18, 1989 Paper Oral Statement of SEC Chairman David Ruder before the U.S. Senate Committee on Securities concerning SEC’s authorization request for fiscal years 1990-92
PDF September 28, 1983 Paper SEC contingency plan on expiration of appropriations: sample memo to division directors, office heads and regional administrators
PDF September 28, 1983 Paper SEC contingency plan on expiration of appropriations: sample notification to employees required to report
PDF September 28, 1983 Paper SEC contingency plan on expiration of appropriations: sample notification to employees not required to report
PDF September 28, 1983 Paper SEC contingency plan on expiration of appropriations: sample memo to staff of Commission operations
PDF September 28, 1983 Paper SEC contingency plan on expiration of appropriations: sample memo if expiration at midnight
PDF September 28, 1983 Paper SEC contingency plan on expiration of appropriations: sample memo if expiration on Friday or Saturday
PDF September 28, 1983 Paper Memo to Charles Kolb from Kenneth Fogash on SEC contingency plan on expiration of appropriations
PDF June 28, 2001 Paper Testimony Concerning Appropriations for Fiscal Year 2002 – Laura S. Unger, SEC Acting Chair
PDF April 17, 2002 Paper Testimony Concerning Appropriations for Fiscal Year 2003 – Harvey L. Pitt, SEC Chairman
PDF March 21, 1985 Paper Statement of SEC Chairman John Shad on 1984 results and 1986-1988 budget authorization before the U.S. House of Representatives Subcommittee on Oversight and Investigations
PDF May 13, 1987 Paper Statement of SEC Chairman John Shad concerning the SEC’s authorization request for fiscal years 1988-1990
PDF December 11, 1987 Paper Letter to U.S. Senator William Proxmire from SEC Chairman David Ruder on SEC budget concerns
PDF March 20, 1980 Paper SEC Authorizations for Fiscal Years 1981, 1982 and 1983 – Hearing before the House Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce
PDF April 6, 1981 Paper Letter from Robert H. Davenport, SEC Regional Administrator – Denver, to Colorado Senator Ruth S. Stockton opposing cuts in funding for the Colorado Division of Securities
PDF October 1981 Paper Letter from SEC Chairman John S.R. Shad to David A. Stockman, Office of Management and Budget, concerning the impact of budget reductions on the SEC
