PDF March 14, 1969 Paper “The Commission Rate Structure and the Institutional Investor” – Remarks by Eugene Miller, Vice President, New York Stock Exchange at 1969 Mutual Funds Conference
PDF November 26, 1975 Paper “Rule 394: 120-Hour Countdown” – Address by Francis J. Palamara, Executive Vice President, New York Stock Exchange, Inc. to Cleveland Society of Security Analysts
PDF March 17, 1975 Paper Letter from Lee Pickard, SEC to James J. Needham, New York Stock Exchange, on negotiated commission rates
PDF July 7, 1967 Paper Letter from SEC Chairman Manuel Cohen to American Stock Exchange, Boston Stock Exchange, Cincinnati Stock Exchange, Detroit Stock Exchange, Midwest Stock Exchange, National Stock Exchange, New York Stock Exchange and Pacific Coast Stock Exchange
PDF September 22, 1967 Paper Letter from SEC Chairman Manuel Cohen to Robert W. Haack, New York Stock Exchange
PDF October 3, 1967 Paper Letter from Robert W. Haack, New York Stock Exchange, to SEC Chairman Manuel Cohen
PDF November 20, 1967 Paper Memorandum on Give-Ups: Alternative Courses of Action, from Irving M. Pollack, SEC Division of Trading and Markets, with Attachments: a) Practices and Procedures of Mutual Funds in Allocating Brokerage — a basis for enforcement proceedings, and b) Selection of an Appropriate Respondent
PDF February 26, 1968 Paper U.S. Representative Byron C. Rogers Letter to SEC re Proposed Rule 10b-10
PDF April 1, 1968 Paper U.S. Department of Justice Comments into Proposals to Modify the Commission Rate Structure of the New York Stock Exchange
PDF July 1, 1968 Paper Opening Statement of Eugene H. Rotberg at Public Investigatory Hearing on Commission Rate Structure
PDF July 1, 1968 Paper Summary of Transcript of Proceedings in the Matter of Commission Rate Structures of Registered National Securities Exchanges
PDF August 8, 1968 Paper Letter from Robert W. Haack, New York Stock Exchange, to SEC Chairman Manuel Cohen
PDF August 13, 1968 Paper Letter from Richard S. Maynard to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 19, 1968 Paper Statement of Robert W. Haack, New York Stock Exchange before the SEC on commission structure
PDF November 19, 1968 Paper Letter from Robert W. Haack, New York Stock Exchange to SEC Chairman Manuel F. Cohen
PDF November 17, 1970 Paper “Competition and the Future of the New York Stock Exchange” – Remarks of Robert W. Haack, New York Stock Exchange at the Economic Club of New York
