PDF December 6, 1961 Paper Letter from G. Keith Funston, New York Stock Exchange to SEC Chairman William L. Cary about upcoming investigations for the Special Study
PDF December 14, 1961 Paper Memo from Willard K. Vanderbeck, New York Stock Exchange on visit by David Silver and Otto Lowe, Jr.
PDF December 27, 1961 Paper Memo from J. William O’Reilly, New York Stock Exchange on call from Bob Bretz, SEC
PDF December 27, 1961 Paper Memo from Willard K. Vanderbeck, New York Stock Exchange on visit of Milton Cohen
PDF May 10, 1962 Paper Memo from J. William O’Reilly, New York Stock Exchange on telephone meeting with Fred Siesel
PDF May 31, 1962 Paper Telegram from G. Keith Funston, New York Stock Exchange to SEC Chairman William L. Cary protesting SEC statements
PDF July 11, 1962 Paper Letter from Milton Cohen, SEC to G. Keith Funston, New York Stock Exchange requesting information for the Special Study
PDF July 24, 1962 Paper Memo from J. William O’Reilly, New York Stock Exchange on Benjamin Einhorn’s meeting with the Special Study group
PDF August 8, 1962 Paper Memo from J.J. Donohue, New York Stock Exchange on Charles H. Jewett’s meeting with the SEC
PDF September 5, 1962 Paper Memo from Willard K. Vanderbeck, New York Stock Exchange on visit of Fred Siesel, SEC Special Study Group
PDF November 16, 1962 Paper Letter from G. Keith Funston, New York Stock Exchange to Milton H. Cohen, SEC
PDF April 25, 1963 Paper Memo from G. Keith Funston to the New York Stock Exchange Board of Governors on SEC legislative program
PDF May 14, 1963 Paper Report #2 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
PDF May 6, 1963 Paper Report #1 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
PDF May 6, 1963 Paper Compilation of comments on SEC Special Study from New York Stock Exchange departments
PDF May 15, 1963 Paper Memo from Edward C. Gray, New York Stock Exchange on SEC legislative proposals
PDF May 16, 1963 Paper Report #3 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
PDF May 27, 1963 Paper Report #4 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
PDF May 31, 1963 Paper Memo from A. James Meigs to G. Keith Funston, New York Stock Exchange on review of SEC Special Study Chapter I
PDF July 30, 1963 Paper Memo from G. Keith Funston to New York Stock Exchange Department Heads on “Operation S.E.C.”
PDF September 4, 1963 Paper Memo from Ruddick C. Lawrence to G. Keith Funston, New York Stock Exchange on SEC reactions to standards for advertising and market letters
PDF September 17, 1963 Paper Memo from Ruddick C. Lawrence, New York Stock Exchange on preliminary findings of public reaction to SEC Study Report
PDF October 8, 1963 Paper Memo from Willard K. Vanderbeck, New York Stock Exchange on NYSE visit to the SEC concerning the Special Study
PDF October 8, 1963 Paper Memo from A.L. Meentemeier, New York Stock Exchange on NYSE visit to the SEC concerning the Special Study