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Fair To All People: The SEC and the Regulation of Insider Trading

Table of Contents

In Recognition


The SEC Historical Society thanks the members of the Museum Committee for their contributions to the development of this Exhibition:

  • Daniel R. Ernst, Georgetown University Law Center
  • David B.H. Martin, Covington & Burling LLP
  • Donna M. Nagy, Indiana University Maurer School of Law – Bloomington
  • Richard H. Rowe, Proskauer Rose LLP Chair
  • Robert B. Thompson, Vanderbilt University Law School
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Introduction
Pre-Securities Act Common Law Enforcement
The Securities Exchange Act of 1934 – Principles of Full Disclosure
Foundations of Fairness: The SEC Develops Theories and Rules on Corporate Disclosure
The SEC Takes Command
Counterattack From the Supreme Court
Raising the Stakes
Power of SEC Resilience
Old Debate and New Rules: SEC Regulation of Insider Trading in the Global Marketplace
In Recognition
Introduction
Pre-Securities Act Common Law Enforcement
The Securities Exchange Act of 1934 – Principles of Full Disclosure
Foundations of Fairness: The SEC Develops Theories and Rules on Corporate Disclosure
The SEC Takes Command
Counterattack From the Supreme Court
Raising the Stakes
Power of SEC Resilience
Old Debate and New Rules: SEC Regulation of Insider Trading in the Global Marketplace
In Recognition