PDF May 2, 1966 Paper Memo from Buck to Budge re “Commission’s position on give-ups and volume discount of brokerage commissions”
PDF June 7, 1967 Paper Letter from Cohen to Stock Exchange Presidents re Give-ups and volume discounts
PDF March 26, 1964 Paper Letter to U.S. Representative Oren Harris from William McChesney Martin, Jr., Federal Reserve on bank-sponsored mutual funds
PDF December 24, 1987 Paper Report of the Securities Transfer Association to the Presidential Task Force on Market Mechanisms
PDF September 2, 1971 Paper Letter to Peter Flanigan from Charles Morin in support of the Martin report
PDF December 10, 1968 Paper Official Transcript: SEC Rate Structure Investigation of National Securities Exchanges
PDF September 16, 1981 Paper “Self-Regulation at the Crossroads” – Remarks by John J. Phelan, Jr., President, New York Stock Exchange, Inc. to Internal Auditors Division, Securities Industry Association
PDF May 19, 1978 Paper Memo from James Frey to President Carter on Securities Investor Protection Act Amendments
PDF May 20, 1978 Paper Memo from Stuart Eizenstat to President Carter on Securities Investor Protect Act Amendments
PDF September 20, 1966 Paper Letter from SEC Chairman Manuel Cohen to G. Keith Funston, New York Stock Exchange
PDF July 7, 1967 Paper Letter from SEC Chairman Manuel Cohen to American Stock Exchange, Boston Stock Exchange, Cincinnati Stock Exchange, Detroit Stock Exchange, Midwest Stock Exchange, National Stock Exchange, New York Stock Exchange and Pacific Coast Stock Exchange
PDF September 22, 1967 Paper Letter from SEC Chairman Manuel Cohen to Robert W. Haack, New York Stock Exchange
