PDF February 20, 1976 Paper “Disclosure – A Most Effective Regulator,” Address by SEC Commissioner John R. Evans to Florida Atlantic University Bank Holding Company Seminar
PDF February 17, 1976 Paper “The Disclosure Study: What Is It?,” Remarks by SEC Commissioner A.A. Sommer, Jr. to the Midwest Securities Administrators
PDF February 16, 1976 Paper “Business Ethics and the Free Enterprise System,” Remarks by SEC Commissioner A. A. Sommer, Jr. to the National Association of Truck Stop Operators Seminar
PDF March 16, 1976 Paper Memo for Brent Scowcroft from Robert Hormats on meeting with President Ford on questionable foreign payments by U.S. companies
PDF March 17, 1976 Paper “Basic Questions: When Are We Going to Answer Them?,” Remarks by SEC Commissioner A. A. Sommer, Jr. to the Financial Executives Institute
PDF March 18, 1976 Paper Letter from SEC Chairman Roderick M. Hills to Senator William Proxmire on questionable foreign payments by U.S. companies
PDF March 31, 1976 Paper Memo from President Ford on formation of Task Force on Questionable Corporate Payments Abroad
PDF April 2, 1976 Paper “A Parting Look at Foreign Payments,” Address by SEC Commissioner A. A. Sommer, Jr. to the Ohio Legal Center Institute – Securities Law Seminar
PDF May 12, 1976 Paper Report of the Securities and Exchange Commission on Questionable and Illegal Corporate Payments and Practices to the Senate Banking, Housing and Urban Affairs Committee
PDF June 7-8, 1976 Paper “Disclosure – The Name of the Game,” Address by SEC Commissioner John R. Evans to 30th Western Regional Conference Bank Administration Institute
PDF May 21, 1976 Paper Letter from SEC Chairman Roderick M. Hills to U.S. Representative John E. Moss on the House study on voluntary corporate disclosure of foreign payments and practices
PDF May 13, 1976 Paper “Turning the Tide,” Address by SEC Commissioner John R. Evans to Northwest State-Federal-Provincial Securities Conference
PDF May 6, 1976 Paper “Some Reflections on Rule 10b-5 and Market Information,” Remarks by SEC Commissioner Philip A. Loomis, Jr. at the Second Annual ALI-ABA Course of Study
PDF June 16, 1976 Paper Letter from SEC Chairman Roderick M. Hills to Elliott L. Richardson, Secretary of Commerce, questioning White House criticism of SEC on questionable corporate payments
PDF June 29, 1976 Paper Letter from SEC Chairman Roderick M. Hills to U.S. Representative John E. Moss requesting House-SEC cooperation in assessing voluntary corporate disclosure of foreign payments and practices
PDF July 1, 1976 Paper Letter from Senator Harrison A. Williams, Jr. to SEC Chairman Roderick M. Hills on SEC support for legislation of enforcement of activities of foreign investors
PDF September 16, 1976 Paper Memo from SEC Office of Public Affairs to the Commission on Proxmire Foreign Payments Bill
PDF January 7, 1977 Paper Memo to the SEC Commission from the Division of Enforcement concerning the voluntary disclosure program
PDF September 15, 1977 Paper “Investor Protection – A Shared Responsibility,” Address by SEC Commissioner John R. Evans to Banks and the Securities Laws in 1977, Practising Law Institute
PDF December 8, 1977 Paper Statement of Barbara M. Rothenberg, Member of the Securities Industry Conference on Arbitration, before the SEC concerning the proposals of the conference for handling small claims
PDF May 8, 1978 Paper “Progress Toward Professional Self-Governance: An Update” – Address by SEC Chairman Harold M. Williams to the AICPA Council
PDF May 2, 1979 Paper Letter from U.S. Senator William Proxmire to SEC Chairman Harold Williams on the SEC’s disclosure of questionable corporate payment cases
