PDF March 20, 1974 Paper “Professional Responsibility: The Public Client” – Address by SEC Commissioner A.A. Sommer, Jr. to the Columbus (Ohio) Chapter of Certified Public Accountants and Bar Association
PDF April 14, 1975 Paper “Disclosure and Corporate Management” – Address by SEC Chairman Ray Garrett, Jr. to the Wharton Graduate Business School Club and the Harvard Business School Club, New York
PDF August 8, 1978 Paper “Corporate Accountability and the Lawyer’s Role” – Address by SEC Chairman Harold M. Williams to the American Bar Association
PDF May 31, 1979 Paper “Financial Reporting in a Changing Economic Environment” – Address by SEC Chairman Harold M. Williams at FASB Conference on Financial Reporting
PDF August 5, 1980 Paper “Professionalism and the Corporate Bar” – Address by SEC Chairman Harold M. Williams to American Bar Association
PDF August 8, 1980 Paper “Corporate Accountability – A Look at Strategy” – Address by SEC Chairman Harold M. Williams at Corporate Governance in the 80s, Rice University
PDF September 27, 1973 Paper “Required Disclosure in the Stock Market: The Other Side,” Address by SEC Commissioner A.A. Sommer, Jr. to The Conference Board
PDF October 11, 1973 Speech “New Directions in Professional Responsibility,” Speech by Ray Garrett, Jr. to American Bar Association
PDF October 16, 1973 Speech “Improving Financial Disclosure to Investors,” Speech by Ray Garrett, Jr. to American Institute of Certified Public Accountants
PDF January 24, 1974 Paper “The Emerging Responsibilities of the Securities Lawyer” – Address by SEC Commissioner A.A. Sommer, Jr. to the New York State Bar Association
PDF March 13, 1974 Paper Role of Financial Public Relations, presentation by Chairman Ray Garrett, Jr. before the Publicity Club of Chicago
PDF March 15, 1974 Speech “The Role of Professionals,” Speech by SEC Chairman Ray Garrett, Jr. to the San Diego County Bar Association
PDF April 23, 1974 Paper Memorandum from Stanley Sporkin, Director of the Division of Enforcement, U.S. Securities and Exchange Commission, on the Reorganization of the Division of Enforcement
PDF April 23, 1974 Paper U.S. Securities and Exchange Commission Release on the Reorganization of the Division of Enforcement
PDF May 8, 1974 Paper “Improvements in Corporate Disclosure,” Address by SEC Chairman Ray Garrett, Jr. to the San Francisco Chapter, American Society of Corporate Secretaries
PDF May 30, 1974 Paper “Problems of Professional Responsibility,” Address by SEC Chairman Ray Garrett, Jr. to the American Bar Association National Institute
PDF May 21, 1974 Paper Memo to SEC Commissioner John R. Evans from the SEC Division of Enforcement concerning abusive practices in dealer banks
PDF June 14, 1974 Paper Address by SEC Chairman Ray Garrett, Jr. before the 28th National Conference of the American Society of Corporate Secretaries
PDF June 17, 1974 Paper “Ending Uncertainty” – Address by SEC Commissioner A.A. Sommer, Jr. to the 6th National Institutional Trader Conference
PDF July 4, 1974 Paper “Professional Responsibility and the Securities Laws,” Address by SEC Chairman Ray Garrett, Jr. to the State Bar of Texas
PDF August 14, 1974 Paper “The Commission and the Bar: Forty Good Years” – Address by SEC Commissioner A.A. Sommer, Jr. to the Annual Luncheon, Section of Corporation, Banking and Business Law, ABA 97th Annual Meeting
