PDF September 16, 1974 Paper “The SEC and the Press: Partners in Ferreting Out Fraud” – Address by SEC Commissioner A.A. Sommer, Jr. to the Gerald Loeb Awards
PDF September 20, 1974 Paper Letter from Newton Minow for the Public Review Board, Arthur Andersen & Co. to President Ford
PDF October 3, 1974 Paper “Changing Concepts of Business Ethics and the Responsibilities of Business Advisors,” Address by SEC Chairman Ray Garrett, Jr. to the ABA National Institute
PDF October 4, 1974 Paper “Professional Responsibility: How Did We Get Here?” – Address by SEC Commissioner A.A. Sommer, Jr. to ABA National Institute
PDF October 8, 1974 Paper Memo to SEC Commissioner John R. Evans from Quinton Seamons regarding disclosure of auditor-client relationships
PDF November 12, 1974 Paper “Current Problems of Disclosure” – Address by SEC Commissioner A.A. Sommer, Jr. to National Association of Securities Dealers, Inc.
PDF December 12, 1974 Paper “Improving Disclosure for Investors” – Address by SEC Chairman Ray Garrett, Jr. to the Financial Executives Institute, Rocky Mountain Chapter
PDF January 16, 1975 Paper “Disclosure Rules and New Concerns” – Address by SEC Chairman Ray Garrett, Jr. to the American Society of Corporate Secretaries, Inc., Southeastern Regional Group
PDF February 20, 1975 Paper “The Disclosure Philosophy” – Address by SEC Chairman Ray Garrett, Jr. to the Union League Club
PDF March 14, 1975 Paper “Further Thoughts on ‘Going Private'” – Address by SEC Commissioner A.A. Sommer, Jr. to Detroit Institute for Continuing Legal Education, Second Annual Securities Seminar
PDF April 11, 1975 Paper Letter from Arthur F. Burns, Federal Reserve to SEC Chairman Ray Garrett, Jr. on bank disclosure
PDF April 17, 1975 Paper “Another Look at Insider Trading” – Address by SEC Commissioner A.A. Sommer, Jr. to the Southwestern Legal Foundation Symposium on Securities Regulation
PDF May 5, 1975 Paper Letter from Arthur F. Burns, Federal Reserve to U.S. Senator Thomas J. McIntyre on bank disclosure
PDF May 7, 1975 Paper Letter from James E. Smith, Comptroller of the Currency, to SEC Chairman Ray Garrett, Jr. on bank disclosure
PDF May 29, 1975 Paper “Should Bank Investors Know,” Address by SEC Commissioner John R. Evans to Cooperative Securities Conference
PDF June 10, 1975 Paper Issue paper on SEC/bank dispute concerning required disclosure in bank holding company registration statements
PDF June 13, 1975 Paper Letter from Bruce Alan Mann to Quinton F. Seamons on SEC Commissioner John R. Evans’s comments on disclosure
PDF June 24, 1975 Paper “The Limits of Disclosure” – Remarks by SEC Commissioner A.A. Sommer, Jr. to the Wharton-AICPA Advanced Management Program for CPA Firm Partners
PDF July 16, 1975 Paper Statement of the Honorable Ray Garrett, Jr., SEC Chairman, before the Senate Committee on Banking, Housing and Urban Affairs, on disclosure by banks and bank holding companies in connection with the public distribution of their securities.
PDF August 12, 1975 Paper “Disclosure Through a Glass Darkly,” Address by SEC Commissioner John R. Evans to American Bar Association Annual Meeting
PDF November 4, 1975 Paper “Two Problems for Lawyers,” Address by SEC Commissioner A.A. Sommer, Jr. to the Dallas Bar Association
PDF February 10, 1976 Paper Letter from SEC Chairman Roderick M. Hills to President Ford in support of government initiative against unlawful foreign payments
PDF February 23, 1976 Paper “Good Municipal Markets Require Full Disclosure,” Address by SEC Commissioner John R. Evans to National Governors Conference Seminar on State and Local Financial Emergencies
PDF February 24, 1976 Paper Memo for the President from Edward Schmults on questionable foreign payments by U.S. companies
