PDF May 28, 1968 Paper Order for U.S. Securities and Exchange Commission Investigation and Public Investigatory Hearing on Commission Rate Structure
PDF May 9, 1968 Paper Memo from J. William O’Reilly, New York Stock Exchange on meeting with Eugene Rotberg on specialists’ dealing
PDF August 19, 1968 Paper Letter and Memorandum from Edward T. McCormick, National Stock Exchange, to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 19, 1968 Paper Letter from Alex H. Calvert, Jr. to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 19, 1968 Paper Letter from Robert L. Augenblick, Investment Company Institute, to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 19, 1968 Paper Statement of Robert W. Haack, New York Stock Exchange before the SEC on commission structure
PDF August 16, 1968 Paper Letter from Investment Bankers Association of America to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 15, 1968 Paper Letter from Josephthal & Co. to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 14, 1968 Paper Letter from Raymond J. Fox to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 13, 1968 Paper Letter from Richard S. Maynard to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 8, 1968 Paper Letter from Robert W. Haack, New York Stock Exchange, to SEC Chairman Manuel Cohen
PDF August 23, 1968 Paper Letter from James W. Davant, Association of Stock Exchange Firms, to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 22, 1968 Paper Letter from American Life Convention and Life Insurance Association of America to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 21, 1968 Paper Letter from Wilfred Godfrey, Keystone Custodian Funds, Inc., to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 21, 1968 Paper Letter from Irving M. Pollack, SEC to Robert W. Haack, New York Stock Exchange on off-floor trading
PDF August 20, 1968 Paper Letter from Herbert Schollenberger, Detroit Stock Exchange, to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 20, 1968 Paper Letter from Goldman & Co. to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF August 20, 1968 Paper Letter from Raymond W. Cocchi, Independent Broker Dealers’ Trade Association, to SEC on New York Stock Exchange’s Proposed Commission Rate Changes
PDF March 6, 1969 Paper Problems in the Securities Industry: Hearing before the Subcommittee on Securities of the U.S. Senate Committee on Banking and Currency
PDF January 22, 1969 Paper “The Securities Industry and the Realities of 1969” – Remarks of Robert W. Haack, New York Stock Exchange to the 2nd Annual Institutional Investor Conference
PDF December 12, 1968 Paper Memo from Eugene Rotberg to SEC Chairman Manuel Cohen on Institutional Study Advisory Committee
PDF December 10, 1968 Paper Memo from J. William O’Reilly, New York Stock Exchange on odd-lot dealers
PDF November 19, 1968 Paper Letter from Robert W. Haack, New York Stock Exchange to SEC Chairman Manuel F. Cohen
PDF October 22, 1968 Paper Memo from Richard F. Burke, New York Stock Exchange on discussion with Sheldon Rappaport, SEC
