PDF February 16, 1982 Paper Action Memorandum from the SEC Division of Corporation Finance to the Commission re Regulation D
PDF February 16, 1983 Paper Action Memorandum from the SEC Division of Corporation Finance to the Commission re Regulation D
PDF April 29, 1983 Paper Commissioner Barbara S. Thomas – “The Shelf Rule: An Interim Appraisal,” Address to the Securities Industry Association
PDF July 22, 1986 Paper Letter from Sarah Ackerson, SEC Division of Market Regulation to David Queen, Department of the Treasury on SRO compliance with the Currency and Foreign Transactions Reporting Act
PDF July 8, 1988 Paper Memo from Nina Gross with copy of letter to be sent to each SRO that administers an arbitration facility, pursuant to a 5-0 vote of the SEC Commission on July 7th
PDF June 1994 Paper Final Report of the SEC Government-Business Forum on Small Business Capital Formation
