Securities and Exchange Commission Historical Society

Programs

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04 December 2002

Roundtable on Investment Company Regulation

Moderator: Kathryn McGrath, David Silver

Presenter(s): Barry Barbash, John Dudley, Joel Goldberg, Anne Jones, Stanley Judd, Martin Lybecker, Allan Mostoff, Edward O'Dell, Alan Rosenblat, Paul Roye, Marianne Smythe

25 September 2002

Roundtable on Enforcement

Moderator: Irving Pollack, Stanley Sporkin

Presenter(s): Theodore Altman, David Doherty, Benjamin Greenspoon, Theodore Levine, Alan Rosenblat, Thomas Rae, Richard Rowe, David Silver, Theodore Sonde, Wallace Timmeny

21 March 2002

Roundtable on the Integration of the 1933 and 1934 Acts

Moderator: Richard Phillips, Richard Rowe

Presenter(s): Alan Beller, Edward Greene, John Huber, Brian Lane, Alan Levenson, David Martin, Linda Quinn, Richard Rowe

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