Securities and Exchange Commission Historical Society

Programs

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3 October 2018

Morgan Lewis Presents 2018: A Conversation with Stephanie Avakian and Steven Piekin

Moderator: Moderators: Ben Indek and Susan Resley.

Presenter(s): Panelists: Stephanie Avakian and Steven Piekin, Co-Directors, SEC Division of Enforcement.

June 1, 2018

Regulation and Market Structure from ATS to NMS

Moderator: Dr. Ken Durr

Presenter(s): Discussion between moderator Dr. Ken Durr and 3 former directors of SEC's Division of Trading and Markets -- Richard G. Ketchum, Dr. Richard R. Lindsey, and Annette Nazareth.

April 3, 2018

Roundtable of Current and Former SEC Enforcement Directors

Moderator: Dr. Harwell Wells

Presenter(s): Panelists: Stephanie Avakian and Steven Peikin, and former division directors Andrew J. Ceresney, Stephen Cutler, Robert Khuzami, Gary Lynch, William McLucas, Stanley Sporkin, Linda Thomsen, and Richard Walker.

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