Securities and Exchange Commission Historical Society

Programs

1 to 4 of 4 records

Page:
November 5, 2020

Insider Trading: A Program Commemorating the 40th Anniversary of Chiarella v. United States

Presenter(s): On November 5, the Society partnered with NYU Pollack Center for Law and Business and the Indiana University Mauer School of Law to sponsor a virtual symposium commemorating the 40th anniversary of Chiarella v. United States. The 2-hour program explored the fascinating backstories of the Chiarella prosecution and the Supreme Court argument as well as the SEC's and DOJ's insider trading enforcement strategies in the aftermath of the Court's ruling.

October 21, 2020

Morgan Lewis Presents 2020: SEC Regional Directors Roundtable

Moderator: Jeff Boujoukos, Morgan Lewis partner and former Regional Director of the SEC’s Philadelphia Office

Presenter(s): The panel included Richard R. Best, Director of the New York Regional Office, Marc P. Berger, Deputy Director of Enforcement and former Director of New York’s Regional Office, and Kelly L. Gibson, Director of the Philadelphia Regional Office.

August 5, 2020

The Development and Implementation of Regulation FD

Moderator: Dave Lynn, Partner, Morrison & Foerster LLP

Presenter(s): This program provides a historical perspective on the development, implementation and enforcement of Regulation FD on its twentieth anniversary. With panelists Donald Langevoort, Thomas Aquinas Reynolds Professor of Law, Georgetown University Law Center; Richard Levine, Partner, Labaton Sucharow LLP; Stuart Kaswell; Linda Chatman Thomsen, Counsel, Davis Polk & Wardwell LLP

June 10, 2020

Online Discussion of Judge Stanley Sporkin’s Career and Legacy

Presenter(s): Eugene Goldman, James W. Zirkle and Theodore B. Olsen Moderator: Mark B. Feldman.

With permission from the Washington Foreign Law Society

1 to 4 of 4 records

Page:

Permission for Use

The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.

Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: www.sechistorical.org.