The Institution of Experience: Self-Regulatory Organizations in the Securities Industry, 1792-2010

In Recognition


This Exhibition, “The Institution of Experience: Self-Regulatory Organizations in the Securities Industry, 1792-2010,” was made possible, in part, through the support of:

1934 Circle

Chicago Board Options Exchange
Federal Bar Association—Securities Law Executive Committee
FINRA
NYSE Euronext Foundation

Chairmen Circle

Charles Schwab Foundation
Comcast Foundation
Dewey & LeBoeuf LLP
Edward D. Jones and Company Foundation
Morgan Stanley
NASDAQ OMX Educational Foundation, Inc.
Wilson Sonsini Goodrich & Rosati

June 6th Circle

Jenner & Block LLP
Kingsford Capital Management
Promontory Financial Group LLC
Sutherland
T. Rowe Price Foundation, Inc.

Directors Circle

Joseph Hardiman

We are especially grateful to FINRA for its contribution of 156 NASD documents to our archives.

The SEC Historical Society thanks the members of the Museum Committee for their contributions to the development of the Exhibition:

  • Margaret A. Bancroft, Dechert LLP
  • Robert H. Colson
  • Theresa Gabaldon, The George Washington University Law School
  • Lyman Johnson, Washington & Lee University Law School
  • David B.H. Martin, Covington & Burling LLP
  • Donna M. Nagy, Indiana University Maurer School of Law at Bloomington Chair
  • Richard B. Nesson, Luness Partners LLC
  • Zoe-Vonna Palmrose, Marshall School of Business, University of Southern California
  • Eric D. Roiter, Boston University School of Law
  • Richard H. Rowe, Proskauer Rose LLP
  • Erik R. Sirri, Babson College
  • Chester S. Spatt, Tepper School of Business, Carnegie Mellon University
  • Robert B. Thompson, Georgetown University Law Center
  • G. Peter Wilson, Carroll School of Management, Boston College